Annabel Tan

Head of Compliance & Risk

Methodical and uncompromising on compliance Calm under pressure but firm on standards Detail-oriented with big-picture awareness Respected but sometimes feared Excellent at translating regulations into practice

Areas of Expertise

  • ASIC regulatory framework and enforcement
  • Corporations Act (financial services provisions)
  • Anti-money laundering (AML/CTF) obligations
  • Adviser education and professional standards
  • Risk management frameworks
  • Compliance technology and systems
  • Royal Commission reforms implementation
  • Client data protection and privacy laws

For Other Topics

  • Md: speak with Greg Morrison
  • Finance: speak with Brendan Cole
  • Advisers: speak with Naomi Street
  • Marketing: speak with Lisa Kwan

Schedule an Interview

You need to book an appointment before speaking with Annabel Tan.

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