Staff portal / Documents
Documents & policies.
Current versions only. Earlier versions are archived in the document management system and available on request from the compliance team.
Practice guides
# Client Onboarding Checklist **Document Version:** 2.3 **Last Updated:** March 2024 **Prepared By:** Annabel Tan, Head of Compliance & Risk **Approved By:** Greg Morrison, Managing Director …
# Financial Planning Process Guide **Document Version:** 3.2 **Last Updated:** September 2024 **Owner:** Naomi Street, Head of Financial Planning **Review Date:** March 2025 ## Overview Thi…
# SMSF Administration Guide **Document Version:** 3.2 **Last Updated:** March 2024 **Next Review:** September 2024 **Prepared by:** Compliance & Risk Team **Approved by:** Annabel Tan, Head o…
Policies
# Conflicts of Interest and Related Party Policy **Document Control:** - Document Owner: Head of Compliance & Risk - Version: 3.2 - Last Updated: 15 March 2024 - Next Review: 15 March 2025 - Approved…
# Privacy and Client Data Protection Policy **Document Version:** 3.2 **Last Updated:** 15 March 2024 **Next Review Date:** 15 March 2025 **Approved By:** Greg Morrison, Managing Director **P…